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Federal Register Notices

Request for Comments August 24, 2016. Comments due - October 24, 2016
Notice of Proposed Rule Making August 25, 2016. Comments due - October 24, 2016
Civil Monetary Penalty Adjustment and Table
Link to Crowdfunding NPRM Comments in Regulations.gov
Imposition of Special Measure against North Korea as a Jurisdiction of Primary Money Laundering Concern
Customer Due Diligence Requirements for Financial Institutions
Amendments to the Definition of Broker or Dealer in Securities