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Link to Investment Adviser NPRM Public comments in regulations.gov
FinCEN Renews Geographic Targeting Order (GTO) Requiring Enhanced Reporting and Recordkeeping for Electronics Exporters Near Miami, Florida

On April 21, 2015, FinCEN issued a GTO that requires enhanced reporting and recordkeeping by electronics exporters located near Miami, Florida. FinCEN is renewing the GTO for an additional 180 days beginning on October 26, 2015.

The renewed Geographic Targeting Order can be found…

JENNIFER SHASKY CALVERY, DIRECTOR, FINANCIAL CRIMES ENFORCEMENT NETWORK

Good afternoon. It is a pleasure to be joining you for the Predictive Analytics World for Government conference.

I would like to begin today by giving a brief overview of FinCEN and the specialized work we do in the area of financial intelligence. This will set the stage for a discussion…

SAR Stats Issue 2
Lebanese Canadian Bank SAL
Withdrawal of the Proposed Rulemaking against Lebanese Canadian Bank SAL
In the Matter of Desert Palace, Inc. d/b/a Caesars Palace
FinCEN Reaches $8 Million Settlement with Caesars Palace for Lax Anti-Money Laundering Controls on High Rollers

WASHINGTON- – The Financial Crimes Enforcement Network (FinCEN) today announced a settlement with Desert Palace, Inc. d/b/a Caesars Palace where Caesars agreed to pay an $8 million civil money penalty for its willful and…

FinCEN Proposes AML Regulations for Investment Advisers

WASHINGTON, DC – The Financial Crimes Enforcement Network (FinCEN) today proposed a rule requiring certain investment advisers to establish anti-money laundering (AML) programs and report suspicious activity to FinCEN…

Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers