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News

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Treasury Department Issues 2002 National Money Laundering Strategy
Customer Identification Programs for Mutual Funds
Customer Identification Programs for Broker-Dealers
Customer Identification Programs for Certain Banks That Do Not Have a Federal Functional Regulator
Special Due Diligence Programs for Certain Foreign Accounts
Customer Identification Programs for Futures Commission Merchants and Introducing Brokers
Customer Identification Programs for Banks, Savings Associations and Credit Unions
Treasury News Release – Treasury Issues Guidance on the USA PATRIOT Act, Pending Issuance of Final Rule
Requirement that Brokers or Dealers in Securities Report Suspicious Transactions
Suspicious Activity Reporting Rule for Broker-Dealers Finalized

In a continuing effort to expand the coverage of suspicious activity reporting to all potentiallyvulnerable sectors of the financial services industry, today the Financial Crimes EnforcementNetwork (FinCEN) announced a new rule requiring brokers and dealers in securities to reportsuspicious…