Comments on Advance Notice of Proposed Rule Anti-Money Laundering Programs for Investment Advisors 68 FR 23646

ID Submitter Date
1 Paul B. Uhlenhop
Lawrence, Kamin, Saunders & Uhlenhop, LLC
May 01, 2003
2 Christopher Travers
Rothschild Asset Management
May 21, 2003
3 John E. Arsenault
North Country Investment Advisors, Inc.
May 30, 2003
4 Michael D. Berlin
Private Asset Management, Inc.
June 06, 2003
5 Jonathan Axelrad and Arielle Siebert
Wilson Sonsini Goodrich & Rosati
June 12, 2003
6 Sean Caplice
Gunderson Dettmer
June 13, 2003
7 Thad Faison
Faison Capital LLC
June 23, 2003
8 Debevoise & Plimpton June 30, 2003
9 Duane R. Thompson
Financial Planning Association
July 02, 2003
10 Howard S. Rosenblum
Testa, Hurwitz & Thibeault, LLP
July 02, 2003
11 David G. Tittsworth
Investment Counsel Association of America
July 02, 2003
12 Craig S. Tyle
Investment Company Institute
July 07, 2003
13 Thomas M. Sullivan and Jennifer A. Smith
Small Business Administration
July 07, 2003
14 Stroock & Stroock & Lavan LLP July 07, 2003
15 Mark G. Heesen
National Venture Capital Association
July 07, 2003
16 Gary A. Sanders
National Association of Insurance and Financial Advisors
July 07, 2003
17 Kirkland & Ellis LLP July 07, 2003
18 John G. Gaine
Managed Funds Association
July 07, 2003
19 Christiane G. Hyland
Empire Corporate FCU
July 08, 2003
20 Charlotte M. Bahin
America's Community Bankers
July 10, 2003
21 Henry H. Hopkins and David Oestreicher
T. Rowe Price Associates, Inc.
July 11, 2003
22 Mark R. Beatty
Cascade Investment, LLC
July 18, 2003
23 Deborah A. Lamb/Linda L. Rittenhouse
U.S. Advocacy Committee/Association for Investment Management and Research
July 21, 2003
24 John B. Cairns
Willkie Farr & Gallagher
August 14, 2003
25 Gerald Lins
The Money Management Institute
September 04, 2003
26 Michael T. Peyton
Pentecost Capital Management, Inc.
November 05, 2003