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Anti-Money Laundering Requirements -- Correspondent Accounts for Foreign Shell Banks; Recordkeeping and Termination of Correspondent Accounts for Foreign Banks
Currency Transaction Report by Casinos-Nevada FinCEN Form 103-N
FinCEN Notice 2011-3 Administrative Relief for Sellers and Providers of Prepaid Access

FinCEN is issuing this Notice to provide administrative relief to sellers and providers of prepaid access that would otherwise be subject to certain Bank Secrecy Act ("BSA") requirements imposed by a final rule published on July 29, 2011 (the "Final Rule").1 As a result of this…

Notice of Availability of Regulatory Impact Assessment and Initial Regulatory Flexibility Analysis Regarding the Customer Due Diligence Requirements for Financial Institutions
Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 Reporting Requirements Under Section 104(e)
Anti-Money Laundering Programs and Records in English
Question:

My money services business understands that Bank Secrecy Act regulations (31 C.F.R. Part 103) require, among other things, implementing a written anti-money laundering program and maintaining records of certain transactions. Because of the nature of my business, I would prefer to…

Ex-Bank President Guilty in Loan Fraud After Investigation Initiated by Suspicious Activity Report Filing

Through the review of a Suspicious Activity Report, the Federal Bureau of Investigation launched an investigation into an internal bank fraud that resulted in the conviction of the former president of the bank and his personal banking customer. In 2003, the two defendants were convicted at trial…

SAR Filing Leads to Embargo Investigation

An investigation of a possible violation of the International Emergency Economic Powers Act was initiated following the filing of a SAR by a bank in New York. The SAR stated that an unnamed bank vice president in charge of the funds transfer program manipulated four payments to the Sudan…

SARs Lead to $3 Million Being Seized from an Unlicensed Money Remitter

In January 2002, an investigation was initiated, subsequent to receiving SARs, into the operation of an unlicensed money remitter.

A foreign bank account, containing approximately $3 million, was frozen at the request of USCS agents. A federal search warrant was also executed at the…

Three Individuals Convicted in Phantom Bank Scheme

The IRS-Criminal Investigation and the FBI conducted an investigation of several individuals involved in soliciting investments and deposits in a financial institution that falsely claimed Indian tribal authority and offshore-style banking privacy. The defendants used the Internet to solicit…