Supporting Documentation definitions

Certain information in support of the filed registration form must be retained at a location in the United States for a period of five years.

That information includes:

  1. Form. A copy of the filed registration form.
  2. Estimate of Business Volume. Estimate of the business volume of the MSB for the coming year.
  3. Ownership or Control. Information with regard to the ownership or control of the MSB.
  4. Agent List. A listing of agents that the MSB has authorized to sell or distribute its MSB services.

    31 CFR 1022.380(b)(1)(iii), (d) (formerly 31 CFR 103.41(b)(1)(iii), (d)), Form Instructions