Supporting Documentation definitions
Certain information in support of the filed registration form must be retained at a location in the United States for a period of five years.
That information includes:
- Form. A copy of the filed registration form.
- Estimate of Business Volume. Estimate of the business volume of the MSB for the coming year.
- Ownership or Control. Information with regard to the ownership or control of the MSB.
- Agent List. A listing of agents that the MSB has authorized to sell or distribute its MSB services.
31 CFR 1022.380(b)(1)(iii), (d) (formerly 31 CFR 103.41(b)(1)(iii), (d)), Form Instructions