This web page can be viewed better with javascript enabled.
Skip Main NavigationContact Us | U.S. Dept. of Treasury | Sitemap


   
HomeMenu DividerStatutes & RegulationsMenu DividerFormsMenu DividerFinancial InstitutionsMenu DividerLaw EnforcementMenu DividerInternationalMenu DividerNews RoomMenu DividerAbout FinCENMenu DividerCareers
OverviewMenu DividerNews ReleasesMenu DividerSpeeches, Testimony & OtherMenu DividerReports & PublicationsMenu DividerEnforcement ActionsMenu DividerAdvisories/Bulletins/Fact Sheets

To download Adobe Acrobat Reader, download PowerPoint Viewer or download Excel Viewer, please visit Accessibility page.

Overview
By Year
By Financial Institution Type
 Home > News Room > Advisories/Bulletins/Fact Sheets

Advisories/Bulletins/Fact Sheets

To view or print PDF content, download the free Adobe Acrobat Reader. To view or print Microsoft Office content, download free Microsoft Office Viewers.

Suspicious Activity Report (SAR) Advisory Key Terms (Last Updated, February 26, 2013)

2013 - 2007


FinCEN Advisories
TitleDateDescription
FinCEN Advisory–FIN-2013-A004
HTML | PDF		04/2013Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory–FIN-2013-A003
HTML | PDF		04/2013Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT) Risks posed by Afghanistan, Albania, Algeria, Angola, Antigua and Barbuda, Argentina, Bangladesh, Bolivia, Brunei Darussalam, Cambodia, Cuba, Kuwait, Kyrgyzstan, Mongolia, Morocco, Namibia, Nepal, Nicaragua, Philippines, Sri Lanka, Sudan, Thailand, Tajikistan, Zimbabwe, and the substantial AML/CFT improvements in Ghana and Venezuela.
FinCEN Advisory–FIN-2013-A002
HTML | PDF		04/2013Updated Advisory to Financial Institutions on Recent Events in Syria
FinCEN Advisory–FIN-2013-A001
HTML | PDF		02/2013Update on Tax Refund Fraud and Related Identity Theft
FinCEN Advisory–FIN-2012-A012
HTML | PDF		11/2012Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks
FinCEN Advisory–FIN-2012-A011
HTML | PDF		11/2012Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing (AML/CFT) Risks posed by Afghanistan, Albania, Algeria, Angola, Antigua and Barbuda, Argentina, Bangladesh, Brunei Darussalam, Cambodia, Ghana, Kuwait, Kyrgyzstan, Mongolia, Morocco, Namibia, Nepal, Nicaragua, Philippines, Sudan, Tajikistan, Venezuela, and Zimbabwe, and the substantial AML/CFT improvements in Trinidad and Tobago.
FinCEN Advisory–FIN-2012-A010
HTML | PDF		10/2012Risk Associated with Third-Party Payment Processors
FinCEN Advisory – FIN-2012-A009
HTML | PDF		08/2012Suspicious Activity Related to Mortgage Loan Fraud
FinCEN Advisory–FIN-2012-A008
HTML | PDF		07/2012Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory–FIN-2012-A007
HTML | PDF		07/2012Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Afghanistan, Albania, Algeria, Angola, Antigua and Barbuda, Argentina, Bangladesh, Brunei Darussalam, Cambodia, Kuwait, Kyrgyzstan, Mongolia, Morocco, Namibia, Nepal, Nicaragua, Philippines, Sudan, Tajikistan, Trinidad and Tobago, Venezuela, and Zimbabwe, and the substantial AML/CFT improvements in Turkmenistan.
FinCEN Advisory–FIN-2012-A006
HTML | PDF		07/2012Update on U.S. Currency Restrictions in Mexico.
FinCEN Advisory–FIN-2012-A005
HTML | PDF		03/2012Tax Refund Fraud and Related Identity Theft
FinCEN Advisory–FIN-2012-A004
HTML | PDF		03/2012Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory–FIN-2012-A003
HTML | PDF		03/2012Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Algeria; Angola; Antigua and Barbuda; Argentina; Bangladesh; Brunei Darussalam; Cambodia; Ecuador; Kyrgyzstan Mongolia; Morocco; Namibia; Nepal; Nicaragua; Philippines; Sudan; Tajikistan; Trinidad and Tobago; Turkmenistan; Venezuela; Vietnam; Yemen; and Zimbabwe; and; the substantial AML/CFT improvements in Honduras and Paraguay.
FinCEN Advisory–FIN-2012-A002
HTML | PDF		03/2012SAR Confidentiality Reminder for Internal and External Counsel of Financial Institutions
FinCEN Advisory–FIN-2012-A001
HTML | PDF		02/2012Guidance to Financial Institutions on Providing Financial Services to Foreign-Located MSBs
FinCEN Advisory–FIN-2011-A016
HTML | PDF		12/2011Guidance to Assist Financial Institutions With Identifying and Reporting Account Takeover Activity
FinCEN Advisory–FIN-2011-A015
HTML | PDF		11/2011Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory–FIN-2011-A014
HTML | PDF		11/2011Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Algeria; Angola; Antigua and Barbuda; Argentina; Bangladesh; Brunei Darussalam; Cambodia; Ecuador; Ghana; Honduras; Kyrgyzstan; Indonesia; Mongolia; Morocco; Namibia; Nepal; Nicaragua; Pakistan; Paraguay; Philippines; Sudan; Tajikistan; Tanzania; Thailand; Trinidad and Tobago; Turkmenistan Venezuela; Vietnam; Yemen; and Zimbabwe; and the
FinCEN Advisory–FIN-2011-A013
HTML | PDF		08/2011Guidance to Financial Institutions on the Commercial Bank of Syria
FinCEN Advisory–FIN-2011-A012
HTML | PDF		07/2011Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks
FinCEN Advisory–FIN-2011-A011
HTML | PDF		07/2011Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Angola; Antigua and Barbuda; Argentina; Bangladesh;...(MORE)
FinCEN Advisory–FIN-2011-A010
HTML | PDF		07/2011Guidance to Financial Institutions on Recent Events in Syria
FinCEN Advisory–FIN-2011-A009
HTML | PDF		04/2011Information on Narcotics and Bulk Currency Corridors
FinCEN Advisory–FIN-2011-A008
HTML | PDF		04/2011Guidance to Financial Institutions on Transactions Involving Banking Activities by Entities Originating in the Transnistria Region of Moldova.
FinCEN Advisory–FIN-2011-A007
HTML | PDF		03/2011Advisory on Activities Potentially Related to Commercial Real Estate Fraud
FinCEN Advisory–FIN-2011-A006
HTML | PDF		03/2011Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory–FIN-2011-A005
HTML | PDF		03/2011Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Angola; Antigua and Barbuda; Bangladesh; Bolivia; Ecuador; Ethiopia; Ghana; Greece; Honduras; Indonesia; Kenya; Morocco; Myanmar; Nepal; Nigeria; Pakistan; Paraguay; Philippines; Săo Tomé and Príncipe; Sri Lanka; Sudan; Syria; Tanzania; Thailand; Trinidad and Tobago; Turkey; Turkmenistan; Ukraine; Venezuela; Vietnam; and Yemen.
FinCEN Advisory–FIN-2011-A004
HTML | PDF		02/2011Guidance to Financial Institutions on Recent Events in Libya
FinCEN Advisory-FIN-2011-A003
HTML | PDF		02/2011Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Elder Financial Exploitation
FinCEN Advisory-FIN-2011-A002
HTML | PDF		02/2011Guidance to Financial Institutions on Recent Events in Egypt
FinCEN Advisory–FIN-2011-A001
HTML | PDF		01/2011Guidance to Financial Institutions on Recent Events in Tunisia
FinCEN Advisory – FIN-2010-A014
HTML | PDF		11/2010Maintaining the Confidentiality of Suspicious Activity Reports
FinCEN Advisory – FIN-2010-A013
HTML | PDF		11/2010Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Angola; Antigua and Barbuda; Bangladesh; Bolivia; Ecuador; Ethiopia; Ghana; Greece; Honduras; Indonesia, Kenya; Morocco; Burma (Myanmar); Nepal; Nigeria; Pakistan; Paraguay; Philippines; Săo Tomé and Príncipe; Sri Lanka; Sudan; Syria; Tanzania; Thailand; Trinidad and Tobago; Turkey; Turkmenistan; Ukraine; Venezuela; Vietnam; and Yemen
FinCEN Advisory – FIN-2010-A012
HTML | PDF		11/2010Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory – FIN-2010-A011
HTML | PDF		09/2010Guidance to Financial Institutions on Informal Value Transfer Systems (IVTS)
FinCEN Advisory – FIN-2010-A010
HTML | PDF		07/2010Guidance to Financial Institutions Based on the Financial Action Task Force Public Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks.
FinCEN Advisory – FIN-2010-A009
HTML | PDF		07/2010Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks posed by Angola; Antigua and Barbuda; Azerbaijan; Bolivia; Ecuador; Ethiopia; Greece; Indonesia, Kenya; Morocco; Burma (Myanmar); Nepal; Nigeria; Pakistan; Paraguay; Qatar; Sri Lanka; Sudan; Syria; Thailand; Trinidad and Tobago; Turkey; Turkmenistan; Ukraine; and Yemen.
FinCEN Advisory - FIN-2010-A008
HTML | PDF		06/2010Update on the Continuing Illicit Finance Threat Emanating From Iran
FinCEN Advisory – FIN-2010-A007
HTML | PDF		06/2010Newly Released Mexican Regulations Imposing Restrictions on Mexican Banks for Transactions in U.S. Currency
FinCEN Advisory – FIN-2010-A006
HTML | PDF		06/2010Updated Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Loan Modification/Foreclosure Rescue Scams
FinCEN Advisory - FIN-2010-A005
HTML | PDF		04/2010Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Home Equity Conversion Mortgage Fraud Schemes
FinCEN Advisory – FIN-2010-A004
HTML | PDF		03/2010Withdrawal of Advisory FIN-2008-A004 (03/20/2008) Guidance to Financial Institutions on the Money Laundering Threat Involving the Republic of Uzbekistan.
FinCEN Advisory - FIN-2010-A003
HTML | PDF		03/2010Guidance to Financial Institutions Based on the FATF Publication on AML and CTF Risks posed by Antigua and Barbuda; Azerbaijan; Bolivia; Greece; Indonesia, Kenya; Morocco; Burma; Nepal; Nigeria; Paraguay; Qatar; Sri Lanka; Sudan; Syria; Trinidad and Tobago; Thailand; Turkey; Ukraine; and Yemen.
FinCEN Advisory – FIN-2010-A001
HTML | PDF		02/2010FinCEN Advisory to Financial Institutions on Filing Suspicious Activity Reports regarding Trade-based Money Laundering
FinCEN Advisory – FIN-2009-A007
HTML | PDF		10/2009Guidance to Financial Institutions Based on the Financial Action Task Force Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks Posed by Iran, Uzbekistan, Turkmenistan, Pakistan, and Săo Tomé and Príncipe
FinCEN Advisory – FIN-2009-A006
HTML | PDF		10/2009FinCEN Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding TARP-Related Programs
FinCEN Advisory – FIN-2009-A005
HTML | PDF		07/2009Withdrawal of Advisory FIN-2008-A003 (3/20/08) - Guidance to Financial Institutions on the Money Laundering Threat Involving the Turkish Cypriot Administered Area of Cyprus
FinCEN Advisory – FIN-2009-A004
HTML | PDF		07/2009Guidance to Financial Institutions Based on the Financial Action Task Force Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks Posed by Iran, Uzbekistan, Turkmenistan, Pakistan, and Săo Tomé and Príncipe
FinCEN Advisory– FIN-2009-A003
HTML | PDF		07/2009Advisory on Structuring by Casino Patrons and Personnel
FinCEN Advisory – FIN-2009-A002
HTML | PDF		06/2009North Korea Government Agencies’ and Front Companies’ Involvement in Illicit Financial Activities(Amended 12/18/2009)
FinCEN Guidance – FIN-2009-G002
HTML | PDF		06/2009Guidance on the Scope of Permissible Information Sharing Covered by Section 314(b) Safe Harbor of the USA PATRIOT Act
FinCEN Guidance– FIN-2009-G001
HTML | PDF		04/2009Guidance on Supporting Information Suitable for Determining the Portion of a Business Customer’s Annual Gross Revenues that is Derived from Activities Ineligible for Exemption from Currency Transaction Reporting Requirements
FinCEN Advisory – FIN-2009-A001
HTML | PDF		04/2009Guidance to Financial Institutions on Filing Suspicious Activity Reports regarding Loan Modification/Foreclosure Rescue Scams
FinCEN Guidance-FIN-2008-G008
HTML | PDF		09/2008Guidance on Application of the Definition of Money Transmitter to Brokers and Dealers in Currency and other Commodities
FinCEN Guidance-FIN-2008-G007
HTML | PDF		07/2008Guidance on Recognizing Suspicious Activity – Red Flags for Casinos and Card Clubs
FinCEN Advisory – FIN-2008-G006
HTML | PDF		05/2008Guidance on Preparation Guidelines for Use of Special Response “XX” in FinCEN Form 109, Suspicious Activity Report by Money Services Business
FinCEN Advisory – FIN-2008-A005
HTML | PDF		04/2008Withdrawal of Advisories 21 and 21A Concerning Transactions Involving the Republic of Nauru
FinCEN Guidance-FIN-2008-G005
HTML | PDF		04/2008Guidance to Financial Institutions on Filing Suspicious Activity Reports regarding the Proceeds of Foreign Corruption
FinCEN Advisory – FIN-2008-A002
HTML | PDF		03/2008Guidance to Financial Institutions on the Continuing Money Laundering Threat Involving Illicit Iranian Activity (Updated June 22, 2010; please see FIN-2010-A008)
FinCEN Advisory – FIN-2008-A003
HTML | PDF		03/2008Guidance to Financial Institutions on the Money Laundering Threat Involving the Turkish Cypriot Administered Area of Cyprus
FinCEN Advisory – FIN-2008-A004
HTML | PDF		03/2008Guidance to Financial Institutions on the Money Laundering Threat Involving the Republic of Uzbekistan
FinCEN Guidance-FIN-2008-G004
(Replaces 10/31/05 FAQs)
HTML | PDF		03/2008Frequently Asked Questions – Anti-Money Laundering Program and Suspicious Activity Reporting Requirements for Insurance Companies
FinCEN Advisory – FIN-2007-A001
HTML | PDF		10/2007Guidance to Financial Institutions on the Increasing Money Laundering Threat Involving Illicit Iranian Activity

Advisory Withdrawals
TitleDateDescription
Advisory Withdrawal - Issue 32A
HTML | PDF		05/2007Transactions Involving Nigeria

FinCEN Bulletins and Fact Sheets
TitleDateDescription
FinCEN`s 314(a) Fact Sheet
PDF Only		03/2011314(a) Facts and Feedback
Money Laundering Prevention
PDF Only		09/2007An MSB Guide
Bank Secrecy Act Requirements
PDF Only		09/2007A Quick Reference Guide for MSBs
Reporting Suspicious Activity
PDF Only		09/2007A Quick Reference Guide for MSBs
Bank Secrecy Act Effectiveness and Efficiency Fact Sheet
HTML | PDF		06/2007Information about the effectiveness and efficiency of the BSA, as discussed by Secretary Paulson at FinCEN on June 22, 2007
Quick Links
 

USA.gov | Regulations.gov | IRS.gov | Freedom of Information Act (FOIA) | NO FEAR Act | Accessibility | EEO & Diversity Policy | Reasonable Accommodation Policy | Privacy Policy